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Conference Documentation: Anti-Money Laundering and CompliancePublished by: SMI Publishing, Ltd Published: Jan. 16, 2002 Table of ContentsDay One 8.00 Registration and Coffee 8.30 ANTI-MONEY LAUNDERING & TERRORISM BRIEFING Understanding and combating terrorism concerns The fight against anti-money laundering and terrorism - who is winning Preventative measures for the future Paul Friedman, Partner, Baker and McKenzie. 9.00 Chairman's Opening Remarks David Hughes, Partner, Head of Banking & Finance Solutions Group & Contributing Editor to Butterworths Money Laundering Law,, DLA. 9.10 OPENING ADDRESS Overview of fraud and money laundering in 2002 Defining fraud The key types of fraud - most popular methods Investigation methods The general negative effects of money laundering The importance of international co-operation The role of technology - new introductions Doug Hopton, Head of Group Fraud and Money Laundering Prevention, Barclays. 9.40 LAUNDERING IN THE INSURANCE AND RETAIL MARKET Recent developments in a little-known area Insurance, life and pensions: the uncharted continent Term deposits and bonds Pension schemes and AVCs The approach of the FSA and GISC Lies, damned lies and a lack of statistics Chris Hamblin, Head of Money Laundering, Complinet. 10.20 THE CRIMINAL DIMENSION Not becoming a vehicle for money laundering Money laundering offences Money laundering defences Duties of confidentiality Do I know, do I suspect? Future offences Will it work? Christopher Murray, Head of Criminal Law Department,, Kingsley Napley. 11.00 Morning Coffee 11.20 THE FSA REGIME An overview and current developments How to assess the regime: Conventional analysis of costs and benefits Deterrence of criminal activity Measuring effectiveness Current supervisory perspectives FSA’s training requirements Recent developments Looking ahead Peter Andrews, Manager, Economics of Financial Regulation, FSA. 12.00 INTERNATIONAL SETTLEMENTS The search for financial stability The money laundering regime The international role of money laundering The key problem areas Correspondent banking Solving money laundering The next key moves and issues David Hughes, Partner, Head of Banking & Finance Solutions Group & Contributing Editor to Butterworths Money Laundering Law, DLA. 12.40 Lunch 2.00 AN INTERNATIONAL PERSPECTIVE Anti-money laundering within the Cypriot banking system Current banking controls Criminal activity and banking participation - how can it happen? Laws to protect New approaches to deal with crime Cyprus and ill-gotten gains A positive future Andreas Philippou, Chief Senior Manager, Central Bank of Cyprus. 2.40 THE POLICING PERSPECTIVE Working in partnership to protect your organisation The law enforcement role in anti-money laundering Profiling money laundering - the trends, patterns & typologies The reactive approach to preventative measures The proactive approach to preventative measures Developing a partnership approach to anti-money laundering Detective Inspector Cliff Knuckey, Money Laundering Investigation Team, Metropolitan Police. 3.20 Afternoon Tea 3.40 E-COMMERCE & INTERNET RISKS How can cyberspace become a safer place? Latest e-commerce developments and crimes Preventative and detective technology responses Some example systems from industry Re-evaluating “valuable customers”: the good, the bad and the ugly Integrating the human dimension into technology undertakings Future developments David Porter, Principal, Unisys. 4.20 REDUCING RISK - THE HUMAN FACTOR Increasing vigilance in a difficult world Are you doing the right things? KYC and suspicious transactions Management and awareness programmes Speed and versatility Latest techniques to generate employee awareness of risk issues Philip Marshall, Director of Business Development, Easy i. 5.00 Chairman’s Closing Remarks and Close of Day One Day Two 8.30 Re-registration and Coffee 9.00 Chairman's Opening Remarks Professor Barry A K Rider, Director, Institute of Advanced Legal Studies. 9.10 MONEY LAUNDERING - A PRACTICAL VIEW A perspective from the ground level upwards Background to the problems Key risk areas Practical solutions International lessons to be learnt A smoother operation Future changes that must take place Bob Upton, Head of Money Laundering Prevention & Monitoring, Lloyds TSB Bank. 9.40 THE IRISH CONTEXT Money laundering within Ireland Introduction Problem areas in Ireland Key concerns for the future The Bank’s processes - are they sufficient? Attractiveness of Ireland to launder money Actions to be taken - changes to be made Edel McDermott, Group Money Laundering Manager, AIB Group. 10.20 INTERPRETATION OF THE FSA AND JMLSG GUIDELINES The effects on the industry Outline to the guidelines Changes to operating against money laundering Needs and concerns - have they been met? Internal management policies A major improvement? The future - is it positive? Jacqueline Collins, Head of Compliance, Britannia Building Society. 11.00 Morning Coffee 11.20 A risk based approach to Money Laundering detection, investigation and Compliance: Understand the objective, is it Money Laundering, Fraud or Compliance? Or some permutation. KYC/KYO Know Your Customer/Know Your Organisation. Define the human and electronic components of both. Define the weakest links and validate against regulations and best practice. Avoid inconsistencies. Look for incremental wins not big cost, big bang, big risk. Plan for a moving target. Gary Duxbury, Director of Commercial Operations, Northland. 12.00 FRAUD Money laundering - a popular global phenomenon High profile cases The international private banking industry Terrorism - a new concern It’s unavoidable now - know your client! Key legal and political developments The future Paul Friedman, Partner, Baker & McKenzie. 12.40 Lunch 2.00 POPULAR MONEY LAUNDERING The major types of money laundering activity The major groups involved The most popular types of laundering New prevention techniques New laundering techniques How to catch a criminal The next steps Eric Purdy, Principal, Adiemus Consulting, and, Treasurer, Institute of Money Laundering Prevention Officers. 2.40 THE OFFSHORE DIMENSION - MYTHS & REALITIES Offshore financial centres under attack Overview of offshore aspects of money laundering Key drivers for change - FATF, UN, OECD, EU The FATF blacklist - current status Immediate threats Longer-term future for the offshore centres -winners and losers! David McGarry, Partner - Head of Regulatory & Compliance, KPMG Isle of Man. 3.20 Afternoon Tea 3.40 FISCAL ASPECTS OF MONEY LAUNDERING Analysis through taxation issues The legal background to tax evasion as a money laundering offence The evolving nature of tax prosecutions International and domestic exchanges of information Financial institutions as collecting and reporting agents Issues for financial institutions and professional advisers Adopting and integrated solution to compliance Andrew Hinsley, Senior Manager - Financial Services Industry (Corporate Tax Consulting), Andersen, and, Andersen Chris Tragheim, Senior Manager, Andersen. 4.20 MONEY LAUNDERING COMPLIANCE & PREVENTION A question of good management The role of the “Board” An MLRO’s expectations of the “Board” Taking the risk based approach Awareness and training - satisfying the two requirements Avoiding the common pitfalls Managing relationships with the regulators Michael Hyland, Director & Principal Consultant, MHA Consulting. 5.00 Chairman's Closing Remarks and Close of Conference AbstractMissed an SMi Conference? Of course nothing compares with being there. But if you missed the recent SMi Conference on Anti-Money Laundering and Compliance did you know you can still benefit from the event?What the information package includes: Events are now available on CD-ROM, via .pdf, in hardcopy documentation and on audiocassette. There's no need to miss out on any key industry conferences - whether you could not make the dates, or you got tied up in last minute business meetings, you and your colleagues can still benefit. Take this unique opportunity to benefit from the market leaders' strategies. You can work through the conference materials at your leisure, whenever you want. The packages are now available in hardcopy or electronically. All conference documentation packages are dispatched once payment has been received after the event. Order online today to secure your copy. Conference documentation features all the PowerPoint presentations and handouts from the event. 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