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Published by: Business Insights
Published: Jun. 1, 1999 - 108 Pages
Table of Contents
Executive Summary
Chapter 1 The Key Purposes Of Regulation Of Wholesale Financial Services And Challenges To Those Concepts By The Draft
- 1.1 Financial Services And Markets Bill
- Summary
- 1.2 Instill and preserve market confidence
- 1.3 Consumer protection
- 1.4 Promote public awareness of financial products and services
- 1.5 The regulatory objectives of The Financial Services and Markets Bill
Chapter 2 An Analysis Of The Successes And Failures Of The Existing Regulatory Structure For Wholesale Financial Services
- 2.1 Summary
- 2.2 The recent background to financial services regulation in the UK
- 2.3 The successes of the existing financial services regime
- 2.4 The failures of the existing regulatory regime
Chapter 3 An Analysis Of The Changes Set Out In The Draft Financial Services And Markets Bill And The Extent To Which They Remedy The Failures Of The Current Regime
- 3.1 Summary
- 3.2 An overview of The Financial Services and Markets Bill
- 3.3 Where the Bill addresses the failures of the current regulatory regime
Chapter 4 The Practitioner View Of The Draft Financial Services And Markets Bill: Its Impact And Consequences
- 4.1 Summary
- 4.2 The Practitioner view of the Bill
- 4.3 An overall perspective of the Bill
- 4.4 Accountability
- 4.5 Comments on specific Parts of the Bill
- 4.6 The challenges and broader issues raised by the legislation
Chapter 5 Examination Of Technology Drivers And Their Impact On The New Regulatory Regime
- 5.1 Summary
- 5.2 Markets, exchanges, clearing houses and settlement systems
- 5.3 Investment businesses
- 5.4 Current regulatory recognition of the business impact of technology
- 5.5 The impact of technology on the draft Bill
Chapter 6 The Impact Of International And EEC
Regulatory Initiatives On The UK Financial Regime
- 6.1 Summary
- 6.2 International regulatory initiatives to date
- 6.3 The draft Financial Services and Markets Bill: the impact of international
and EEC regulation
- 6.4 Working arrangements of the FSA: the impact of international and EEC
regulation
Chapter 7 Overall Conclusions
Chapter 8 Appendix
- 8.1 Appendix 1
- 8.2 Appendix 2
AbstractThe Impact of the FSA on Wholesale Financial Services examines in detail the proposed changes in the context of the wholesale financial markets and their participants. For the purpose of this report the wholesale financial services cover transactions amongst market participants and transactions with their institutional clients. As the FSA brings together the financial supervisory work of nine regulators The Impact of the FSA on Wholesale Financial Services reviews the ambitious timetable for reorganisation and the challenges of integration. From Reuters Business Insight.
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