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Business Continuity Planning in the US Securities Industry: From "Duct Tape" to "Predictive Modeling"

Published by: TowerGroup

Published: Feb. 1, 2004 - 13 Pages


Table of Contents


Vision

Background on BCP

Salient Points Regarding Business Continuity Planning in US Securities

Industry Preparedness, Organizational Structure, and Other Issues

Conclusion

Abstract

The US securities industry’s business continuity planning (BCP) efforts have always focused on ensuring rapid recovery and the resumption of critical operations in the event of a physical or electronic disruption in the US financial system. But in the last three years, this focus has expanded to ensure the rapid recovery and timely resumption of operations if key staff involved in securities activities are either lost or inaccessible.

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