The impact of FSA Regulation on Brokers

Datamonitor
January 7, 2004
35 Pages - SKU: DFMN957845
License type:
Countries covered: United Kingdom

The impact of FSA Regulation on Brokers

 
Introduction
A report outlining the likely impact of FSA regulation on the broker channel when it comes into force. A forward looking thought piece on the likely fall out and the future shape of the broker market within the UK.

Scope
In-depth interviews conducted with a wide range of industry executives to understand how they feel FSA regulation will affect brokers

Draws on the results of Datamonitor's Broker Survey

Utilizes Datamonitor's internal expertise as market experts to predict they likely impact regulation will have on brokers

Report Highlights
The appointed representative route to regulation is unpopular among the broker community. This is due to both a lack of principals available and brokers' desire to remain independent.

The concerns facing brokers regarding regulation, vary depending on the size of the broker. Smaller firms tend to be worried about survival compared with larger brokers.

The results of Datamonitor's Broker Survey indicate that the majority of brokers expect to meet the deadline for compliance. The personal brokers surveyed are slightly ahead of their commercial counterparts, with 62.5 per cent saying that they would definitely meet the deadline, compared with 50.0 per cent on the commercial side.

Reasons to Purchase
Understand the background to FSA regulation

Gain insight into the possible effects regulation may have on the broker market

Learn from Datamonitor's conclusions on how the broker market will change post-FSA regulation



More United Kingdom Regulation Reports

Regulatory Developments in the UK Payment Card Market by Datamonitor
Introduction This brief provides in depth coverage of both national and international regulatory activity that has impacted on the UK card market. This briefing also forms ...

Consumer Credit Regulation in the UK by Datamonitor
Introduction This autumn sees the biggest overhaul of the UK consumer credit regulations, as the changes to the Consumer Credit Act are implemented. Parallel with ...

The Impact of the FSA on Wholesale Financial Services by Business Insights
The Impact of the FSA on Wholesale Financial Services examines in detail the proposed changes in the context of the wholesale financial markets and their ...

See all reports like this >>

More United Kingdom Reports

A Comprehensive Study Of The UK Video Conferencing Equipment Market In 2010, Rating & Valuing Each Of The 30 Companies That Operate In Today's Market by Plimsoll Publishing Ltd.
The Plimsoll Analysis provides you with the most up to date and comprehensive analysis of the top 9 companies operating the market. It is ...

A Comprehensive Study Of The UK Tableware Market In 2010, Rating & Valuing Each Of The 166 Companies That Operate In Today's Market by Plimsoll Publishing Ltd.
The Plimsoll Analysis provides you with the most up to date and comprehensive analysis of the top 9 companies operating the market. It is ...

A Comprehensive Study Of The UK Surveyors & Valuers Market In 2010, Rating & Valuing Each Of The 943 Companies That Operate In Today's Market by Plimsoll Publishing Ltd.
The Plimsoll Analysis provides you with the most up to date and comprehensive analysis of the top 9 companies operating the market. It is ...

A Comprehensive Study Of The UK Subsea Engineering Market In 2010, Rating & Valuing Each Of The 142 Companies That Operate In Today's Market by Plimsoll Publishing Ltd.
The Plimsoll Analysis provides you with the most up to date and comprehensive analysis of the top 9 companies operating the market. It is ...

A Comprehensive Study Of The UK Structural Engineering Consultancy Market In 2010, Rating & Valuing Each Of The 300 Companies That Operate In Today's Market by Plimsoll Publishing Ltd.
The Plimsoll Analysis provides you with the most up to date and comprehensive analysis of the top 9 companies operating the market. It is ...

See all reports like this >>